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Docket for 17-130

	Search documents in this case:
No. 17-130
Title:	Raymond J. Lucia, et al., Petitioners v. Securities and Exchange Commission
Docketed:	July 26, 2017

Lower Ct:	United States Court of Appeals for the District of Columbia Circuit
Case Numbers:	(15-1345)
Decision Date:	June 26, 2017
Rehearing Denied:
Discretionary Court Decision Date:

Questions Presented

Date	Proceedings and Orders
Jul 21 2017	Petition for a writ of certiorari filed. (Response due August 25, 2017)

Jul 28 2017	Blanket Consent filed by Petitioners, Raymond J. Lucia, et al. on 07/31/2017

Aug 16 2017	Order extending time to file response to petition to and including September 25, 2017.

Aug 25 2017	Brief amicus curiae of The Chamber of Commerce of the United States filed.

Aug 25 2017	Brief amicus curiae of Pacific Legal Foundation filed.

Aug 25 2017	Brief amicus curiae of Mark Cuban filed.

Aug 25 2017	Brief amicus curiae of Cato Institute filed.

Sep 14 2017	Order further extending time to file response to petition to and including October 25, 2017.

Sep 19 2017	Brief amicus curiae of Anthony Michael Sabino filed.

Oct 17 2017	Letter of October 17, 2017 from counsel for petitioners received.

Oct 18 2017	Order further extending time to file response to petition to and including November 15, 2017.

Nov 14 2017	Motion to extend the time to file a response from November 15, 2017 to November 29, 2017, submitted to The Clerk.
	Main Document
Nov 14 2017	Order further extending time to file response to petition to and including November 29, 2017.

Nov 29 2017	Brief of respondent Securities and Exchange Commission filed.
	Proof of Service Main Document
Dec 13 2017	DISTRIBUTED for Conference of 1/5/2018.

Dec 13 2017	Reply of petitioners Raymond J. Lucia, et al. filed. (Distributed)
	Main Document Proof of Service Certificate of Word Count
Jan 08 2018	DISTRIBUTED for Conference of 1/12/2018.

Jan 12 2018	Petition GRANTED.

Jan 16 2018	Blanket Consent filed by Petitioners, Raymond J. Lucia, et al..
	Blanket Consent
Jan 18 2018	Anton Metlitsky, Esquire, of New York, New York, is invited to brief and argue this case, as amicus curiae, in support of the judgment below.

Jan 26 2018	Letter of petitioners Raymond J. Lucia, et al. on behalf of the parties filed.
	Main Document
Feb 07 2018	The joint appendix, petitioners' brief on the merits, and brief of respondent Securities and Exchange Commission shall be filed on or before February 21, 2018. Any amicus curiae briefs in support of petitioners or in support of neither party shall be filed on or before February 28, 2018.

Feb 07 2018	The brief of Court-Appointed amicus curiae in support of the judgment below shall be filed on or before March 26, 2018. Any other amicus curiae brief supporting affirmance (the judgment below) shall be filed on or before April 2, 2018.

Feb 07 2018	Blanket Consent filed by Respondent, Securities and Exchange Commission
	Blanket Consent
Feb 08 2018	Motion to dispense with printing the joint appendix filed by petitioners Raymond J. Lucia, et al.
	Main Document Proof of Service
Feb 20 2018	Motion to dispense with printing the joint appendix filed by petitioners GRANTED.

Feb 21 2018	Brief of petitioners Raymond J. Lucia, et al. filed.
	Main Document Certificate of Word Count Proof of Service
Feb 21 2018	Brief of respondent Securities and Exchange Commission in support of petitioners filed.
	Main Document Proof of Service
Feb 21 2018	Brief amicus curiae of Cato Institute filed.
	Main Document Certificate of Word Count Proof of Service
Feb 22 2018	Brief amicus curiae of Anthony Michael Sabino filed.
	Main Document Certificate of Word Count Proof of Service
Feb 23 2018	SET FOR ARGUMENT on Monday, April 23, 2018.

Feb 23 2018	Brief amicus curiae of SHOW, Inc. filed.
	Main Document Certificate of Word Count Proof of Service
Feb 26 2018	Brief amicus curiae of Federal Administrative Law Judges Conference in support of neither party filed.
	Main Document Certificate of Word Count Proof of Service
Feb 27 2018	Brief amicus curiae of Pacific Legal Foundation filed.
	Main Document Certificate of Word Count Proof of Service
Feb 27 2018	Brief amicus curiae of The Forum of United States Administrative Law Judges in support of neither party filed.
	Main Document Certificate of Word Count Proof of Service
Feb 28 2018	Brief amicus curiae of Washington Legal Foundation filed.
	Main Document Certificate of Word Count Proof of Service
Feb 28 2018	Brief amicus curiae of The Chamber of Commerce of the United States filed.
	Main Document Certificate of Word Count Proof of Service
Feb 28 2018	Brief amici curiae of Administrative Law Scholars in support of neither party filed.
	Main Document Certificate of Word Count Proof of Service
Feb 28 2018	Brief amici curiae of States of Utah, et al. filed.
	Main Document Certificate of Word Count Proof of Service
Feb 28 2018	Brief amicus curiae of Professor Jennifer L. Mascott filed.
	Main Document Certificate of Word Count Certificate of Word Count
Feb 28 2018	Brief amici curiae of RD Legal Capital, LLC and Roni Dersovitz filed.
	Main Document Certificate of Word Count Proof of Service
Feb 28 2018	Brief amici curiae of J.S. Oliver Capital Management, L.P. and Ian O. Mausner filed.
	Main Document Certificate of Word Count Proof of Service
Feb 28 2018	Brief amici curiae of Urska Velikonja and Joseph A. Grundfest in support of neither party filed.
	Main Document Certificate of Word Count Proof of Service
Feb 28 2018	Brief amicus curiae of Wing F. Chau filed.
	Main Document Certificate of Word Count Proof of Service
Feb 28 2018	Brief amicus curiae of Equity Dealers of America filed.
	Main Document Certificate of Word Count Proof of Service
Feb 28 2018	Brief amicus curiae of Scholars of Corpus Linguistics filed.
	Main Document Certificate of Word Count Proof of Service
Feb 28 2018	Brief amicus curiae of New Civil Liberties Alliance filed.
	Main Document Certificate of Word Count Proof of Service
Mar 07 2018	CIRCULATED

Mar 26 2018	Brief of Court-appointed amicus curiae in suport of the judgment below filed. (Distributed)
	Main Document Certificate of Word Count Proof of Service
Mar 30 2018	Record requested from the U.S.C.A. District of Columbia Circuit.

Mar 30 2018	Motion of the Solicitor General for divided argument filed.
	Proof of Service Main Document
Mar 30 2018	Record requested from the U.S.C.A. District of Columbia Circuit.

Apr 02 2018	Brief amici curiae of Constitutional and Administrative Law Scholars filed. (Distributed)
	Main Document Certificate of Word Count Proof of Service
Apr 02 2018	Brief amici curiae of David Zaring filed. (Distributed)
	Main Document Certificate of Word Count Proof of Service
Apr 02 2018	Brief amicus curiae of National Black Lung Association filed. (Distributed)
	Main Document Certificate of Word Count Proof of Service
Apr 02 2018	Brief amicus curiae of Association of Administrative Law Judges filed. (Distributed)
	Main Document Other Certificate of Word Count Proof of Service
Apr 02 2018	Brief amicus curiae of Cornell Securities Law Clinic filed. (Distributed)
	Main Document Proof of Service Certificate of Word Count
Apr 02 2018	Brief amicus curiae of American Federation of Labor and Congress of Industrial Organizations filed. (Distributed)
	Main Document Certificate of Word Count Proof of Service
Apr 02 2018	Brief amicus curiae of National Organization of Social Security Claimants' Representatives filed. (Distributed)
	Main Document Certificate of Word Count Proof of Service
Apr 13 2018	Motion of the Solicitor General for divided argument GRANTED.

Apr 13 2018	Reply of petitioners Raymond J. Lucia, et al. filed. (Distributed)
	Main Document Certificate of Word Count Proof of Service
Apr 16 2018	Reply of respondent Securities and Exchange Commission in support of petitioners filed. (Distributed)
	Proof of Service Main Document
Apr 16 2018	Record received from the United States Securities and Exchange Commission. The record is electronic.

Apr 23 2018	Argued. For petitioners: Mark Perry, Washington, D. C. For respondent in support of petitioners: Jeffrey B. Wall, Deputy Solicitor General, Department of Justice, Washington, D. C. For Court-appointed amicus curiae in support of the judgment below: Anton Metlitsky, New York, N. Y.

Jun 21 2018	Judgment REVERSED and case REMANDED. Kagan, J., delivered the opinion of the Court, in which Roberts, C. J., and Kennedy, Thomas, Alito, and Gorsuch, JJ., joined. Thomas, J., filed a concurring opinion, in which Gorsuch, J., joined. Breyer, J., filed an opinion concurring in the judgment in part and dissenting in part, in which Ginsburg and Sotomayor, JJ., joined as to Part III. Sotomayor, J., filed a dissenting opinion, in which Ginsburg, J., joined.

Jul 23 2018	JUDGMENT ISSUED.

NAME	ADDRESS	PHONE
Attorneys for Petitioners
Mark Andrew Perry Counsel of Record	Gibson Dunn & Crutcher, LLP 1050 Connecticut Avenue, NW Washington, DC 20036-5306 mperry@gibsondunn.com	202-955-8500
Party name: Raymond J. Lucia, et al.
Attorneys for Respondent
Noel J. Francisco Counsel of Record	Solicitor General United States Department of Justice 950 Pennsylvania Avenue, NW Washington, DC 20530-0001 oldSupremeCtBriefs@USDOJ.gov	202-514-2217
Party name: Securities and Exchange Commission
Other
Cory L. Andrews Counsel of Record	Washington Legal Foundation 2009 Massachusetts Avenue, N.W. Washington, DC 20036 candrews@wlf.org	2025880302
Party name: Washington Legal Foundation
Gerald Marvin Bober Counsel of Record	3909 Long Trail Way Reisterstown, MD 21136 judginator@gmail.com	4108336303
Party name: The Forum of United States Administrative Law Judges
Rowland David Broiles Counsel of Record	David Broiles 2400 Indian Cove Fort Worth, TX 76108 davidbroiles@gmail.com	817-246-7801
Party name: Show, Inc.
William Spencer Consovoy Counsel of Record	3033 Wilson Boulevard Suite 700 Arlington, VA 22201 will@consovoymccarthy.com	5712169450
Party name: Professor Jennifer L. Mascott
Ruthanne Mary Deutsch Counsel of Record	Deutsch Hunt, PLLC 300 New Jersey Ave., NW, Suite 900 Washington, DC 20001 rdeutsch@deutschhunt.com	2028686915
Party name: Association of Administrative Law Judges
Oliver J. Dunford Counsel of Record	Pacific Legal Foundation 930 G Street Sacramento, CA 95814 odunford@pacificlegal.org	916-419-7111
Party name: Pacific Legal Foundation
Ilana Hope Eisenstein Counsel of Record	DLA Piper LLP (US) One Liberty Place 1650 Market Street, Suite 4900 Philadelphia, PA 19109 ilana.eisenstein@dlapiper.com	215-656-3300
Party name: Equity Dealers of America
Albert Quoc Giang Counsel of Record	Boies Schiller Flexner LL P 725 S. Figueroa Street 31st Floor Los Angeles, CA 90017 agiang@bsfllp.com	2136299040
Party name: RD Legal Capital, LLC and Roni Dersovitz
Brianne Jenna Gorod Counsel of Record	Constitutional Accountability Center 1200 18th Street, NW Suite 501 Washington, DC 20036 brianne@theusconstitution.org	202 296 6889
Party name: Constitutional and Administrative Law Scholars
Tyler Green Counsel of Record	Utah Solicitor General 350 N. State Street, Suite 230 Salt Lake City, UT 84114-2320 tylergreen@agutah.gov	(801) 538-9600
Party name: States of Utah, et al.
William Alan Jacobson Counsel of Record	Cornell Securities Law Clinic Cornell Law School 138 Hughes Hall Ithaca, NY 14853 waj24@cornell.edu	607-255-6293
Party name: Cornell Securities Law Clinic
Alex Lipman Counsel of Record	Brown Rudnick, LLP Seven Times Square Seven Times Square New York, NY 10036 alipman@brownrudnick.com	212-209-4800
Party name: Mark Cuban
Alex Lipman Counsel of Record	Brown Rudnick, LLP Seven Times Square New York, NY 10036 alipman@brownrudnick.com	212-209-4800
Party name: Wing F. Chau
Katharine Minkel Mapes Counsel of Record	Spiegel & McDiarmid LLP 1875 Eye Street, NW, Suite 700 Washington, DC 20006 Katharine.mapes@spiegelmcd.com	202-879-4000
Party name: David Zaring
Anton Metlitsky Counsel of Record	Times Square Tower 7 Times Square New York, NY 10036 ametlitsky@omm.com	212-326-2000
Party name: Court-appointed amicus curiae in suport of the judgment below
Jonathan F. Mitchell Counsel of Record	559 Nathan Abbott Way Stanford, CA 94305 jfmitche@stanford.edu	(650) 723-1397
Party name: New Civil Liberties Alliance
Andrew Joseph Morris Counsel of Record	Orrick, Herrington & Sutcliffe LLP 1152 15th St. NW Washington, DC 20005 amorris@orrick.com	202-339-8400
Party name: J.S. Oliver Capital Management, L.P. and Ian O. Mausner
Richard James Pierce Jr. Counsel of Record	George Washington University School of Law 2000 H Street, N.W. Washington, DC 20052 rpierce@law.gwu.edu	7033041623
Party name: Administrative Law Scholars
Andrew John Pincus Counsel of Record	Mayer Brown, LLP 1999 K Street, NW Washington, DC 20006 apincus@mayerbrown.com	(202) 263-3000
Party name: The Chamber of Commerce of the United States
Anthony Michael Sabino Counsel of Record	Sabino & Sabino, P.C. 92 Willis Avenue, 2nd Floor Mineola, NY 11501 anthony.sabino@sabinolaw.com	516-294-3199
Party name: Anthony Michael Sabino
Stephen Arthur Sanders Counsel of Record	Appalachian Citizens Law Ctr. 317 Main St. Whitesburg, KY 41858 steve@appalachianlawcenter.org	6066333929
Party name: National Black Lung Association
Gene Clayton Schaerr Counsel of Record	Schaerr \| Duncan 1717 K Street NW, Suite 900 Washington, DC 20006 gschaerr@schaerr-duncan.com	202-787-1060
Party name: Scholars of Corpus Linguistics
Eric Schnaufer Counsel of Record	Eric Schnaufer, Attorney at Law, P.C. 1555 Sherman Ave. #303 Evanston, IL 60201 eric@schnaufer.com	8477331232
Party name: National Organization of Social Security Claimants' Representatives
Ilya Shapiro Counsel of Record	Cato Institute 1000 Massachusetts Ave., NW Washington, DC 20001 ishapiro@cato.org	2028420200
Party name: Cato Institute
John Michael Vittone Counsel of Record	8101 Connecticut Avenue Apt. C-303 Chevy Chase, MD 20815 vittone.john@gmail.com	3015850592
Party name: Federal Administrative Law Judges Conference
Brian Wolfman Counsel of Record	Georgetown Law Appellate Courts Immersion Clinic 600 New Jersey Avenue, NW Room 312 Washington, DC 20001 wolfmanb@georgetown.edu	202-661-6582
Party name: Urksa Velikonja and Joseph A. Grundfest