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Docket for 17-1077

	Search documents in this case:
No. 17-1077
Title:	Francis V. Lorenzo, Petitioner v. Securities and Exchange Commission
Docketed:	January 31, 2018
Linked with 17A657
Lower Ct:	United States Court of Appeals for the District of Columbia Circuit
Case Numbers:	(15-1202)
Decision Date:	September 29, 2017
Rehearing Denied:
Discretionary Court Decision Date:
Analyst:
Questions Presented

Date	Proceedings and Orders
Dec 15 2017	Application (17A657) to extend the time to file a petition for a writ of certiorari from December 28, 2017 to January 26, 2018, submitted to The Chief Justice.
	Main Document Main Document
Dec 19 2017	Application (17A657) granted by The Chief Justice extending the time to file until January 26, 2018.

Jan 26 2018	Petition for a writ of certiorari filed. (Response due March 2, 2018)
	Petition Appendix Certificate of Word Count Proof of Service
Feb 23 2018	Motion to extend the time to file a response from March 2, 2018 to April 2, 2018, submitted to The Clerk.
	Main Document
Feb 27 2018	Motion to extend the time to file a response is granted and the time is extended to and including April 2, 2018.

Mar 26 2018	Motion to extend the time to file a response from April 2, 2018 to May 2, 2018, submitted to The Clerk.
	Main Document
Mar 28 2018	Motion to extend the time to file a response is granted and the time is further extended to and including May 2, 2018.

May 02 2018	Brief of respondent Securities and Exchange Commission in opposition filed.
	Proof of Service Main Document
May 22 2018	DISTRIBUTED for Conference of 6/7/2018.

May 23 2018	Reply of petitioner Francis V. Lorenzo filed. (Distributed)
	Main Document Certificate of Word Count Proof of Service
Jun 11 2018	DISTRIBUTED for Conference of 6/14/2018.

Jun 18 2018	Petition GRANTED.

Jul 31 2018	Motion for an extension of time to file the opening briefs on the merits filed.
	Main Document
Jul 31 2018	Motion to extend the time to file the opening briefs on the merits granted. The time to file the joint appendix and petitioner's brief on the merits is extended to and including August 20, 2018. The time to file respondent's brief on the merits is extended to and including October 5, 2018.

Aug 20 2018	Joint appendix filed. (Statement of costs filed.)
	Main Document Proof of Service
Aug 20 2018	Brief of petitioner Francis V. Lorenzo filed.
	Main Document Certificate of Word Count Proof of Service
Aug 27 2018	Brief amici curiae of Securities Industry and Financial Markets Association and Chamber of Commerce of the United States of America filed.
	Main Document Certificate of Word Count Proof of Service Other Other
Aug 27 2018	Amicus brief of Securities Law Professors not accepted for filing. (Duplicate submission - September 10, 2018)

Aug 27 2018	Brief amici curiae of Securities Law Professors filed.
	Main Document Certificate of Word Count Proof of Service
Oct 05 2018	Brief of respondent Securities and Exchange Commission filed.
	Proof of Service Main Document
Oct 05 2018	Motion to argue pro hac vice filed by respondent Securities and Exchange Commission.
	Proof of Service Main Document
Oct 09 2018	SET FOR ARGUMENT on Monday, December 3, 2018

Oct 12 2018	Brief amicus curiae of The North American Securities Administrators Association, Inc. filed.
	Main Document Proof of Service Certificate of Word Count
Oct 15 2018	Record received from the U.S.C.A. District of Columbia Circuit.

Oct 19 2018	CIRCULATED

Oct 19 2018	Justice Kavanaugh is recused in this case.

Oct 26 2018	Motion to argue pro hac vice filed by respondent GRANTED. Justice Kavanaugh took no part in the consideration or decision of this motion.

Nov 01 2018	Reply of petitioner Francis V. Lorenzo filed. (Distributed)
	Main Document Certificate of Word Count Proof of Service
Dec 03 2018	Argued. For petitioner: Robert Heim, New York, N. Y.; For respondent: Christopher G. Michel, Assistant to the Solicitor General, Department of Justice, Washington, D. C. (pro hac vice.)

Mar 27 2019	Adjudged to be AFFIRMED. Breyer, J., delivered the opinion of the Court, in which Roberts, C. J., and Ginsburg, Alito, Sotomayor, and Kagan, JJ., joined. Thomas, J., filed a dissenting opinion, in which Gorsuch, J., joined. Kavanaugh, J., took no part in the consideration or decision of the case.

NAME	ADDRESS	PHONE
Attorneys for Petitioner
Robert G. Heim Counsel of Record	Meyers & Heim LLP 1350 Broadway, Suite 514 New York, NY 10018 rheim@meyersandheim.com	2123557188
Party name: Francis V. Lorenzo
Attorneys for Respondent
Noel J. Francisco Counsel of Record	Solicitor General United States Department of Justice 950 Pennsylvania Avenue, NW Washington, DC 20530-0001 SupremeCtBriefs@USDOJ.gov	202-514-2217
Party name: Securities and Exchange Commission
Other
Kwaku Affawua Akowuah Counsel of Record	Sidley Austin LLP Sidley Austin LLP 1501 K Street NW Washington, DC 20005 kakowuah@sidley.com	202 736 8739
Party name: Securities Industry and Financial Markets Association and Chamber of Commerce of the United States of America
Michael Benjamin Eisenkraft Counsel of Record	Cohen Milstein Sellers & Toll PLLC 88 Pine Street. 14th Floor New York, NY 10005 meisenkraft@cohenmilstein.com	212-838-7797
Party name: North American Securities Administrators Association, Inc.
Lyle Roberts Counsel of Record	Shearman & Sterling LLP 401 9th Street, NW Suite 800 Washington, DC 20004 lyle.roberts@shearman.com	202 508-8108
Party name: Securities Law Professors