| No. 06-43 | ||||
| Title: |
| |||
| Docketed: | July 11, 2006 | |||
| Lower Ct: | United States Court of Appeals for the Eighth Circuit |
| Case Nos.: | (05-1974) |
| Decision Date: | April 11, 2006 |
| Questions Presented |
| ~~~Date~~~ | ~~~~~~~Proceedings and Orders~~~~~~~~~~~~~~~~~~~~~ |
| Jul 7 2006 | Petition for a writ of certiorari filed. (Response due August 10, 2006) |
| Jul 20 2006 | Supplemental brief of petitioner filed. |
| Jul 20 2006 | Waiver of right of respondent Motorola, Inc. to respond filed. |
| Aug 3 2006 | Waiver of right of respondent Scientific-Atlanta, Inc. to respond filed. |
| Aug 23 2006 | DISTRIBUTED for Conference of September 25, 2006. |
| Sep 20 2006 | Response Requested . (Due October 20, 2006) |
| Oct 19 2006 | Brief of respondent Scientific-Atlanta, Inc. in opposition filed. |
| Oct 20 2006 | Brief of respondent Motorola in opposition filed. |
| Nov 30 2006 | Reply of petitioner Stoneridge Investment Partners, LLC filed. |
| Dec 6 2006 | DISTRIBUTED for Conference of January 5, 2007. |
| Feb 21 2007 | DISTRIBUTED for Conference of March 16, 2007. |
| Mar 19 2007 | DISTRIBUTED for Conference of March 23, 2007. |
| Mar 26 2007 | Petition GRANTED. The Chief Justice and Justice Breyer took no part in the consideration or decision of this petition. |
| Apr 12 2007 | The time for filing the joint appendix and petitioner's brief on the merits is extended to and including June 11, 2007. |
| Jun 5 2007 | Consent to the filing of amicus briefs in support of either/neither party received from counsel for the petitioner. |
| Jun 11 2007 | Brief amici curiae of James D. Cox, et al. filed. |
| Jun 11 2007 | Brief amicus curiae of American Council of Institutional Investors filed. |
| Jun 11 2007 | Brief amici curiae of Los Angeles County Employees Retirement Association, et al. filed. |
| Jun 11 2007 | Brief amici curiae of New York State Teachers' Retirement System, et al.filed. |
| Jun 11 2007 | Brief amici curiae of Arkansas, et al. filed. |
| Jun 11 2007 | Brief amici curiae of Change to Win, and CtW Investment Group filed. |
| Jun 11 2007 | Brief amici curiae of Charles W. Adams, and William Von Glahn filed. |
| Jun 11 2007 | Brief amicus curiae of American Association for Justice filed. |
| Jun 11 2007 | Brief amicus curiae of North American Securities Administrators Association, Inc. filed. |
| Jun 11 2007 | Brief amici curiae of AARP, et al. filed. |
| Jun 11 2007 | Brief amicus curiae of Regents of University of California filed. |
| Jun 11 2007 | Brief amici curiae of Ohio, Texas, and 30 other States and Commonwealths filed. |
| Jun 11 2007 | Joint appendix filed. (Statement of costs received) |
| Jun 11 2007 | Brief of petitioner Stoneridge Investment Partners, LLC filed. |
| Jun 11 2007 | Brief amicus curiae of California State Teachers' Retirement System filed. |
| Jun 19 2007 | The time to within which to file respondents' briefs on the merits is extended to and including August 15, 2007. |
| Jul 16 2007 | Motion for leave to file amici brief out of time filed by Former SEC Commissioners . |
| Jul 18 2007 | Opposition of respondents to motion of Former SEC Commissioners to file an amici curiae brief out of time. |
| Jul 30 2007 | Motion for leave to file amici brief by John Conyers, Jr. and Barney Frank out of time filed. |
| Aug 14 2007 | SET FOR ARGUMENT Tuesday, October 9, 2007. |
| Aug 14 2007 | Brief amici curiae of Former SEC Commissioners and Officials and Law and Finance Professors filed. |
| Aug 14 2007 | Record received from U.S.C.A. for 8th Circuit. (1 box) U.S.D.C. for Eastern District of Missouri record is electronically filed. |
| Aug 15 2007 | Brief amicus curiae of Defense Research Institute filed. |
| Aug 15 2007 | Brief amici curiae of American Bankers Association, et al filed. |
| Aug 15 2007 | Brief amicus curiae of United States filed. |
| Aug 15 2007 | Brief amici curiae of Organization for International Investment, et al. filed. (Distributed) |
| Aug 15 2007 | Brief amicus curiae of Chamber of Commerce of the United States of America filed. (Distributed) |
| Aug 15 2007 | Brief amici curiae of Richard I. Beattie, et al. filed. (Distributed) |
| Aug 15 2007 | Brief amici curiae of Securities Industry and Financial Markets Association and Futures Industry Association filed. (Distributed) |
| Aug 15 2007 | Brief amici curiae of American Insurance Association, et al. filed. (Distributed) |
| Aug 15 2007 | Brief amicus curiae of National Association of Manufacturers filed. (Distributed) |
| Aug 15 2007 | Brief amicus curiae of American Institute of Certified Public Accountants filed. (Distributed) |
| Aug 15 2007 | Brief amicus curiae of Washington Legal Foundation filed. (Distributed) |
| Aug 15 2007 | Brief amici curiae of Nasdaq Stock Market, Inc. and NYSE Euronext filed. |
| Aug 15 2007 | Brief amicus curiae of Merrill Lynch & Co., Inc. filed. (Distributed) |
| Aug 15 2007 | Brief amicus curiae of Business Roundtable filed. (Distributed) |
| Aug 15 2007 | Brief of respondents Scientific-Atlanta, Inc., and Motorola, Inc. filed. (Distributed) |
| Aug 15 2007 | Brief amicus curiae of Attorneys' Liability Assurance Society, Inc. filed. (Distributed) |
| Aug 16 2007 | CIRCULATED. |
| Aug 20 2007 | Motion for leave to file amici brief out of time filed by Former SEC Commissioners GRANTED. The Chief Justice and Justice Breyer took no part in the consideration or decision of this motion. |
| Aug 20 2007 | Motion for leave to file amici brief out of time filed by John Conyers, Jr. and Barney Frank GRANTED. The Chief Justice and Justice Breyer took no part in the consideration or decision of this motion. |
| Aug 24 2007 | Motion of the Solicitor General for leave to participate in oral argument as amicus curiae and for divided argument filed. |
| Aug 31 2007 | Supplemental brief of respondents Scientific-Atlanta, Inc., and Motorola, Inc. filed. (Distributed) |
| Sep 19 2007 | Reply of petitioner Stoneridge Investment Partners, LLC filed. (Distributed) |
| Sep 19 2007 | Record received from U.S.D.C. for Eastern District of Missouri. (2 boxes) This record contains sealed documents. (Remainder of this record is electronically filed) |
| Sep 20 2007 | The Chief Justice is no longer recused in this case. |
| Sep 25 2007 | Motion of the Solicitor General for leave to participate in oral argument as amicus curiae and for divided argument GRANTED. Justice Breyer took no part in the consideration or decision of this motion. |
| Oct 9 2007 | Argued. For petitioner: Stanley M. Grossman, New York, N.Y. For respondents: Stephen M. Shapiro, Chicago, Ill. and Thomas G. Hungar, Deputy Solicitor General, Department of Justice, Washington, D.C. (for United States, as amicus curiae.) |
| Jan 15 2008 | Judgment is affirmed and case remanded. Kennedy, J., delivered the opinion of the Court, in which Roberts, C. J., and Scalia, Thomas, and Alito, JJ., joined. Stevens, J., filed a dissenting opinion, in which Souter and Ginsburg, JJ., joined. Breyer, J., took no part in the consideration or decision of the case. |
| Feb 19 2008 | JUDGMENT ISSUED. |
| Mar 5 2008 | Record returned to the U.S.C.A. for the 8th Circuit. (1 boxes) |
| Mar 5 2008 | Record returned to the U.S.D.C. for the Eastern District of Missouri. (1 box) |
| Mar 5 2008 | Acknowledgement of receipt (02/26/08) of judgment from Clerk, United States Court of Appeals for the Eighth Circuit received. |
| ~~Name~~~~~~~~~~~~~~~~~~~~~ | ~~~~~~~Address~~~~~~~~~~~~~~~~~~ | ~~Phone~~~ |
| Attorneys for Petitioner: | ||
| Stanley M. Grossman | Pomerantz Haudek | (212) 661-1100 |
| Counsel of Record | 100 Park Avenue | |
| 26th Floor | ||
| New York, NY 10017 | ||
| smgrossman@pomlaw.com | ||
| Party name: Stoneridge Investment Partners, LLC | ||
| Attorneys for Respondents: | ||
| Oscar N. Persons | Alston & Bird LLP | (404) 881-7249 |
| Counsel of Record | 1201 West Peachtree Street | |
| Atlanta, GA 30309 | ||
| oscar.persons@alston.com | ||
| Party name: Scientific-Atlanta, Inc. | ||
| Stephen M. Sacks | Arnold & Porter LLP | (202) 942-5000 |
| Counsel of Record | 555 12th Street, NW | |
| Washington, DC 20004 | ||
| stephen.sacks@aporter.com | ||
| Party name: Motorola | ||
| Stephen M. Shapiro | Mayer Brown Rowe & Maw LLP | (202) 263-3000 |
| Counsel of Record | 1909 K Street, NW | |
| Washington, DC 20006 | ||
| sshapiro@mayerbrown.com | ||
| Party name: Scientific-Atlanta, Inc., and Motorola, Inc. | ||
| Susan E. Hurd | Alston & Bird LLP | (404)-881-7572 |
| 1201 West Peachtree Street | ||
| Atlanta, GA 30309 | ||
| Party name: Scientific-Atlanta, Inc. | ||
| John C. Massaro | 555 Twelfth Street, NW | (202) 942-5122 |
| Washington, DC 20004 | ||
| john.massaro@apoter.com | ||
| Party name: Motorola, Inc. | ||
| James E. Nutt | 3301 Gun Club Road | (561) 682-6253 |
| West Palm Beach, FL 33401 | ||
| jnutt@sfwmd.gov | ||
| Other: | ||
| Charles W. Adams | Professor of Law | (918) 631-2437 |
| University of Tulsa College of Law | ||
| 3120 East Fourth Place | ||
| Tulsa, OK 74104 | ||
| chuck-adams@utulsa.edu | ||
| Party name: Charles W. Adams, and William Von Glahn | ||
| Priya R. Aiyar | Kellog Huber Hansen Todd Evans & Figel PLLC | (202) 326-7000 |
| 1615 M Street, NW Suite 400 | ||
| Washington, DC 20036 | ||
| Party name: American Council of Institutional Investors | ||
| Stuart J. Baskin | Shearman & Sterling LLP | (212) 848-4000 |
| 599 Lexington Avenue | ||
| New York, NY 10022-6069 | ||
| Party name: Organization for International Investment, et al. | ||
| Max W. Berger | Bernstein Litowitz Berger & Grossmann LLP | (212) 554-1400 |
| 1285 Avenue of the Americas | ||
| New York, NY 10019 | ||
| mwb@blbglaw.com | ||
| Party name: New York State Teachers' Retirement System, et al. | ||
| Richard Douglas. Bernstein | Willkie Farr & Gallagher LLP | (202) 303-1000 |
| 1875 K Street, NW | ||
| Washington, DC 20006 | ||
| rbernstein@willkie.com | ||
| Party name: Chamber of Commerce of the United States of America | ||
| Stanley D. Bernstein | Bernstein Liebhard & Lifshitz LLP | (212) 779-1414 |
| 10 East 40th Street, 22nd Floor | ||
| New York, NY 10016 | ||
| Party name: Arkansas, et al. | ||
| Louis M. Bograd | Center for Constitutional Litigation, P.C. | (202) 944-2803 |
| 777 6th Street, N.W., Suite 520 | ||
| Washington, DC 20001 | ||
| lou.bograd@cclfirm.com | ||
| Party name: American Association for Justice | ||
| Richard W. Clary | Cravath, Swaine & Moore LLP | (212) 474-1000 |
| 825 Eighth Avenue | ||
| New York, NY 10019-7475 | ||
| Party name: Richard I. Beattie, et al. | ||
| Paul D. Clement | Solicitor General | (202) 514-2217 |
| United States Department of Justice | ||
| 950 Pennsylvania Ave., N.W. | ||
| Washington, DC 20530-0001 | ||
| SupremeCtBriefs@USDOJ.gov | ||
| Party name: United States | ||
| H. Rodgin Cohen | Sullivan & Cromwell LLP | (212)-558-3534 |
| 125 Broad Street | ||
| New York, NY 10004 | ||
| cohenhr@sullcrom.com | ||
| Party name: American Bankers Association, et al | ||
| Patrick J. Coughlin | Coughlin Stoia Geller Rudman & Robbins LLP | (619) 231-1058 |
| 655 West Broadway, Suite 1900 | ||
| San Diego, CA 92101-8498 | ||
| patc@csgrr.com | ||
| Party name: Regents of the University of California, et al. | ||
| Walter Dellinger | O'Melveny & Myers LLP | (202) 383-5319 |
| 1625 Eye Street, N.W. | ||
| Washington, DC 20006 | ||
| wdellinger@omm.com | ||
| Party name: Securities Industry and Financial Markets Association and Futures Industry Association | ||
| Jill E. Fisch | University of Pennsylvania School of Law | (215) 746-3454 |
| 3400 Chestnut Street | ||
| Philadelphia, PA 19104 | ||
| jfisch@law.upenn.edu | ||
| Party name: James D. Cox, et al. | ||
| Jerrold J. Ganzfried | Holland & Knight LLP | (202) 469-5151 |
| 2099 Pennsylvania Ave. NW | ||
| Washington, DC 20006 | ||
| jerry.ganzfried@hklaw.com | ||
| Party name: Defense Research Institute | ||
| Stuart M. Grant | Grant & Eisenhofer PA | (302) 622-7000 |
| 1201 North Market Street Suite 2100 | ||
| Wilmington, DE 19801 | ||
| Party name: Los Angeles County Employees Retirement Association, et al. | ||
| Thomas G. Hungar | Gibson, Dunn & Crutcher LLP | (202) 955-8500 |
| 1050 Connecticut Ave, N.W. | ||
| Washington, DC 20036 | ||
| thungar@gibsondunn.com | ||
| Party name: Stoneridge Investment Partners, LLC v. Scientific-Atlanta, Inc., et al. | ||
| William S Lerach | Lerach Coughlin Stoia Geller Rudman & Robbins LLP | (619) 231-1058 |
| 655 West Broadway | ||
| Suite 1900 | ||
| San Diego, CA 92101 | ||
| Party name: Regents of University of California, et al. | ||
| John E. McKeever | DLA Piper US LLP | (215) 656-3300 |
| One Liberty Place, Ste. 4900 | ||
| 1650 Market Street | ||
| Philadelphia, PA 19103 | ||
| Party name: American Insurance Association, et al. | ||
| Arthur R. Miller | Milberg LLP | (212) 594-5300 |
| One Pennsylvania Plaza | ||
| New York, NY 10119-0165 | ||
| Party name: Former SEC Commissioners Former SEC Commissioners | ||
| George M. Newcombe | Simpson Thacher & Bartlett | (650) 251-5000 |
| 2550 Hanover Street | ||
| Palo Alto, CA 94304 | ||
| gnewcombe@stblaw.com | ||
| Party name: National Association of Manufacturers | ||
| Mark A. Perry | Gibson Dunn & Crutcher LLP | (415) 393-8200 |
| One Montgomery Street | ||
| San Francisco, CA 90071 | ||
| Party name: Former SEC Commissioners and Officials and Law and Finance Professors | ||
| Elise W. Porter | Acting Solicitor General | (614) 466-8980 |
| Office of the Attorney General | ||
| 30 East Broad Street | ||
| 17th Floor | ||
| Columbus, OH 43215-3428 | ||
| Party name: Ohio, Texas, and 30 other States and Commonwealths | ||
| Alfred E. T. Rusch | Senior Counsel | (202) 442-7850 |
| District of Columbia Securities Bureau | ||
| 810 First Street | ||
| Suite 701 | ||
| Washington, DC 20002 | ||
| Party name: North American Securities Administrators Association | ||
| James W. Segel | Committee on Financial Services | (202) 225-4247 |
| U.S. House of Representatives | ||
| 2129 Rayburn House Office Building | ||
| Washington, DC 20515 | ||
| Party name: John Conyers, Jr. and Barney Frank | ||
| Kenneth W. Starr | Kirkland & Ellis LLP | (213) 680-8400 |
| 777 S. Figueroa Street | ||
| Los Angeles, CA 90017 | ||
| ken.starr@pepperdine.edu | ||
| Party name: Washington Legal Foundation | ||
| Kathleen M. Sullivan | Stanford Constitutional Law Center | (650) 725-9875 |
| Stanford Law School | ||
| 559 Nathan Abbott Way | ||
| Stanford, CA 94305-8610 | ||
| Party name: Nasdaq Stock Market, Inc. and NYSE Euronext | ||
| Patrick J. Szymanski | Change To Win | (202) 721-6035 |
| 1900 L Street | ||
| Washiington, DC 20036 | ||
| Party name: Change to Win, and CtW Investment Group | ||
| Richard L. Thornburgh | Kirkpatrick & Lockhart | (202) 778-9000 |
| Preston Gates Ellis LLP | ||
| 1601 K Street, NW | ||
| Washington, DC 20006 | ||
| Party name: Merrill Lynch & Co., Inc. | ||
| John K. Villa | Williams & Connolly LLP | (202) 434-5000 |
| 725 Twelfth Street, NW | ||
| Washington, DC 20005 | ||
| Party name: Attorneys' Liability Assurance Society, Inc. | ||
| Seth P. Waxman | Wilmer Cutler Pickering Hale and Dorr LLP | (202) 663-6000 |
| 1875 Pennsylvania Avenue, N.W. | ||
| Washington, DC 20006 | ||
| seth.waxman@wilmerhale.com | ||
| Party name: Business Roundtable | ||
| Matthew Wiener | Cuneo Gilbert & Laduca LLP | (202) 587-5068 |
| 507 C Street NE | ||
| Washington, DC 20002 | ||
| Party name: AARP, et al. | ||
| Steven N. Williams | 840 Malcolm Road, Suite 200 | (650)-697-6000 |
| Burlington, CA 94010 | ||
| Party name: California State Teachers' Retirement System | ||
| Michael Li-Ming Wong | 3 Embarcadero Center | 415-315-63000 |
| San Francisco, CA 94111 | ||
| Michael.Wong@Ropesgray.com | ||
| Party name: American Institute of Certified Public Accountants | ||