| No. 18-926 | |
| Title: | Putnam Investments, LLC, et al., Petitioners v. John Brotherston, Individually and on Behalf of All Others Similarly Situated, et al. |
| Docketed: | January 16, 2019 |
| Lower Ct: | United States Court of Appeals for the First Circuit |
| Case Numbers: | (17-1711) |
| Decision Date: | October 15, 2018 |
| Date | Proceedings and Orders |
| Jan 11 2019 | Petition for a writ of certiorari filed. (Response due February 15, 2019) |
| PetitionAppendixCertificate of Word CountProof of Service | |
| Jan 24 2019 | Motion to extend the time to file a response from February 15, 2019 to March 15, 2019, submitted to The Clerk. |
| Main DocumentProof of Service | |
| Jan 28 2019 | Motion to extend the time to file a response is granted and the time is extended to and including March 15, 2019. |
| Feb 15 2019 | Brief amicus curiae of Investment Company Institute filed. |
| Main DocumentCertificate of Word CountProof of Service | |
| Feb 15 2019 | Brief amici curiae of Chamber of Commerce of the United States of America, et al. filed. |
| Main DocumentCertificate of Word CountProof of Service | |
| Feb 15 2019 | Brief amicus curiae of The American Council of Life Insurers filed. |
| Main DocumentCertificate of Word CountProof of Service | |
| Mar 14 2019 | Brief of respondents John Brotherston, et al. in opposition filed. |
| Main DocumentCertificate of Word CountProof of Service | |
| Apr 01 2019 | Reply of petitioners Putnam Investments, LLC, et al. filed. |
| Main DocumentCertificate of Word CountProof of Service | |
| Apr 02 2019 | DISTRIBUTED for Conference of 4/18/2019. |
| Apr 22 2019 | The Solicitor General is invited to file a brief in this case expressing the views of the United States. |
| Nov 27 2019 | Brief amicus curiae of United States filed. |
| Main DocumentCertificate of Word Count | |
| Dec 10 2019 | Supplemental brief of petitioners Putnam Investments, LLC, et al. filed. |
| Main DocumentCertificate of Word CountProof of Service | |
| Dec 11 2019 | DISTRIBUTED for Conference of 1/10/2020. |
| Jan 13 2020 | Petition DENIED. |
| NAME | ADDRESS | PHONE |
| Attorneys for Petitioners | ||
| William McGinley Jay Counsel of Record | Goodwin Procter, LLP 1900 N St. N.W. Washington, DC 20036 WJay@goodwinlaw.com | 2023464190 |
| Party name: Putnam Investments, LLC, et al. | ||
| Attorneys for Respondents | ||
| James H. Kaster Counsel of Record | Nichols Kaster, PLLP 4600 IDS Center 80 S. 8th Street Minneapolis, MN 55402 kaster@nka.com | 612-256-3200 |
| Party name: John Brotherston, et al. | ||
| Other | ||
| Noel J. Francisco Counsel of Record | Solicitor General United States Department of Justice 950 Pennsylvania Avenue, NW Washington, DC 20530-0001 SupremeCtBriefs@USDOJ.gov | 202-514-2217 |
| Party name: United States | ||
| Shay Dvoretzky Counsel of Record | Jones Day 51 Louisiana Avenue NW Washington, DC 20001-2113 sdvoretzky@jonesday.com | 2028793474 |
| Party name: Chamber of Commerce of the United States of America, et al. | ||
| Mark Andrew Perry Counsel of Record | Gibson Dunn & Crutcher, LLP 1050 Connecticut Avenue, NW Washington, DC 20036-5306 mperry@gibsondunn.com | 202-887-3667 |
| Party name: Investment Company Institute | ||
| Nicole A. Saharsky Counsel of Record | Mayer Brown LLP 1999 K Street NW Washington, DC 20006 nsaharsky@mayerbrown.com | 202-263-3052 |
| Party name: The American Council of Life Insurers | ||