Search - Supreme Court of the United States

Docket for 18-1501

	Search documents in this case:
No. 18-1501
Title:	Charles C. Liu, et al., Petitioners v. Securities and Exchange Commission
Docketed:	June 3, 2019
Linked with 18A958
Lower Ct:	United States Court of Appeals for the Ninth Circuit
Case Numbers:	(17-55849)
Decision Date:	October 25, 2018
Rehearing Denied:	January 3, 2019
Discretionary Court Decision Date:

Questions Presented

Date	Proceedings and Orders
Mar 22 2019	Application (18A958) to extend the time to file a petition for a writ of certiorari from April 3, 2019 to May 31, 2019, submitted to Justice Kagan.
	Main Document Lower Court Orders/Opinions Proof of Service
Mar 22 2019	Application (18A958) granted by Justice Kagan extending the time to file until May 31, 2019.

May 31 2019	Petition for a writ of certiorari filed. (Response due July 3, 2019)
	Petition Appendix Certificate of Word Count Proof of Service
Jun 13 2019	Waiver of right of respondent Securities and Exchange Commission to respond filed.
	Main Document
Jun 19 2019	DISTRIBUTED for Conference of 10/1/2019.

Jul 05 2019	Response Requested. (Due August 5, 2019)

Jul 31 2019	Motion to extend the time to file a response from August 5, 2019 to September 4, 2019, submitted to The Clerk.
	Main Document
Aug 01 2019	Motion to extend the time to file a response is granted and the time is extended to and including September 4, 2019.

Sep 04 2019	Brief of respondent Securities and Exchange Commission in opposition filed.
	Main Document Certificate of Word Count
Sep 18 2019	DISTRIBUTED for Conference of 10/11/2019.

Sep 18 2019	Reply of petitioners Charles C. Liu, et al. filed. (Distributed)
	Main Document Certificate of Word Count Proof of Service
Oct 08 2019	Rescheduled.

Oct 15 2019	DISTRIBUTED for Conference of 10/18/2019.

Oct 28 2019	DISTRIBUTED for Conference of 11/1/2019.

Nov 01 2019	Petition GRANTED.

Nov 19 2019	Blanket Consent filed by Petitioners, Charles C. Liu, et al.
	Blanket Consent Proof of Service
Nov 26 2019	SET FOR ARGUMENT on Tuesday, March 3, 2020.

Dec 16 2019	Joint appendix filed. (Statement of costs filed)
	Main Document Proof of Service
Dec 16 2019	Brief of petitioners Charles C. Liu, et al. filed.
	Main Document Certificate of Word Count Proof of Service
Dec 20 2019	Brief amicus curiae of Americans for Prosperity Foundation filed.
	Main Document Certificate of Word Count Proof of Service
Dec 20 2019	Brief amicus curiae of Oak Management Corporation in support of neither party filed.
	Main Document Certificate of Word Count Proof of Service
Dec 20 2019	Brief amicus curiae of Andy Altahawi filed.
	Main Document Certificate of Word Count Proof of Service
Dec 20 2019	Brief amicus curiae of Securities Industry and Financial Markets Association filed.
	Main Document Proof of Service Certificate of Word Count
Dec 20 2019	Brief amicus curiae of New England Legal Foundation filed.
	Main Document Certificate of Word Count Proof of Service
Dec 23 2019	Brief amicus curiae of Chamber of Commerce of the United States of America filed.
	Main Document Certificate of Word Count Proof of Service
Dec 23 2019	Brief amicus curiae of Washington Legal Foundation filed.
	Main Document Certificate of Word Count Proof of Service
Dec 23 2019	Brief amici curiae of Law Professors filed.
	Main Document Certificate of Word Count Proof of Service Other
Dec 23 2019	Brief amici curiae of Parker R. Hallam and Frederick A. Voight filed.
	Main Document Certificate of Word Count Proof of Service
Dec 23 2019	Brief amicus curiae of The New Civil Liberties Alliance filed.
	Main Document Certificate of Word Count Proof of Service
Dec 23 2019	Brief amicus curiae of Cato Institute filed.
	Main Document Certificate of Word Count Proof of Service
Dec 23 2019	Brief amici curiae of Remedies and Restitution Scholars in support of neither party filed.
	Main Document Certificate of Word Count Proof of Service Other
Jan 09 2020	Record requested from the U.S.C.A. 9th Circuit.

Jan 09 2020	The record of the USCA 9th Circuit is available on PACER. Sealed record material of the USDC Central District of California received electronically.

Jan 15 2020	Brief of respondent Securities and Exchange Commission filed.
	Main Document Proof of Service
Jan 20 2020	Brief amici curiae of Former Federal Trade Commission Officials filed. (Distributed)
	Main Document Certificate of Word Count Proof of Service
Jan 20 2020	Brief amici curiae of Securities Law Professors filed. (Distributed)
	Main Document Certificate of Word Count Proof of Service
Jan 21 2020	CIRCULATED

Jan 21 2020	Brief amici curiae of State of Illinois, et al. filed. (Distributed)
	Main Document Certificate of Word Count Proof of Service
Jan 22 2020	Brief amici curiae of Members of Congress filed. (Distributed)
	Main Document Certificate of Word Count Proof of Service
Jan 22 2020	Brief amici curiae of Better Markets, Inc., et al. filed. (Distributed)
	Main Document Certificate of Word Count Proof of Service
Jan 22 2020	Brief amicus curiae of North American Securities Administrators Association, Inc. filed. (Distributed)
	Main Document Certificate of Word Count Proof of Service
Jan 22 2020	Brief amici curiae of Former Commissioners and Staff of the Securities and Exchange Commission filed. (Distributed)
	Main Document Certificate of Word Count Proof of Service
Feb 14 2020	Reply of petitioners Charles C. Liu, et al. filed. (Distributed)
	Main Document Certificate of Word Count Proof of Service
Mar 03 2020	Argued. For petitioners: Gregory G. Rapawy, Washington, D. C. For respondent: Malcolm L. Stewart, Deputy Solicitor General, Department of Justice, Washington, D. C.

Jun 22 2020	Judgment VACATED and case REMANDED. Sotomayor, J., delivered the opinion of the Court, in which Roberts, C. J., and Ginsburg, Breyer, Alito, Kagan, Gorsuch, and Kavanaugh, JJ., joined. Thomas, J., filed a dissenting opinion.

Jul 24 2020	JUDGMENT ISSUED.

NAME	ADDRESS	PHONE
Attorneys for Petitioners
Michael K. Kellogg Counsel of Record	Kellogg, Hansen, Todd, Figel & Frederick, P.L.L.C. 1615 M Street, NW, Suite 400 Washington, DC 20036 mkellogg@kellogghansen.com	202-326-7902
Party name: Charles C. Liu, et al.
Attorneys for Respondent
Noel J. Francisco Counsel of Record	Solicitor General United States Department of Justice 950 Pennsylvania Avenue, NW Washington, DC 20530-0001 SupremeCtBriefs@USDOJ.gov	202-514-2217
Party name: Securities and Exchange Commission
Other
Bradley Joseph Bondi Counsel of Record	Cahill Gordon & Reindel LLP 1990 K Street, N.W. Suite 950 Washington, DC 20006 bbondi@cahill.com	202.862.8910
Party name: Cato Institute
Donald Burke Counsel of Record	Robbins, Russell, Englert, Orseck, Untereiner & Sauber LLP 2000 K St NW, 4th Floor Washington, DC 20006 dburke@robbinsrussell.com	202-775-4491
Party name: Law Professors
Daniel Patrick Chiplock Counsel of Record	Lieff Cabraser Heimann & Bernstein, LLP 250 Hudson Street New York, NY 10013 DCHIPLOCK@lchb.com	(212) 355-9500
Party name: Former Commissioners and Staff of the Securities and Exchange Commission
Cynthia Fleming Crawford Counsel of Record	Cause of Action Institute 1310 N. Courthouse Road 7th Floor Arlington, VA 22201 cynthia.crawford@causeofaction.org	2024992421
Party name: Americans for Prosperity Foundation
Michael John Dell Counsel of Record	Kramer Levin Naftalis & Frankel, LLP 1177 Avenue of the Americas New York, NY 10036 mdell@kramerlevin.com	212-715-9129
Party name: Securities Industry and Financial Markets Association
Michael Benjamin Eisenkraft Counsel of Record	Cohen Milstein Sellers & Toll PLLC 88 Pine Street. 14th Floor New York, NY 10005 meisenkraft@cohenmilstein.com	212-838-0177
Party name: North American Securities Administrators Association, Inc.
Brianne Jenna Gorod Counsel of Record	Constitutional Accountability Center 1200 18th Street, NW Suite 501 Washington, DC 20036 brianne@theusconstitution.org	202 296 6889
Party name: Members of Congress
Robert G. Heim Counsel of Record	Tarter Krinsky & Drogin LLP 1350 Broadway New York, NY 10018 rheim@tarterkrinsky.com	(212) 216-1131
Party name: Andy Altahawi
Dennis Michael Kelleher Counsel of Record	Better Markets, Inc. 1825 K Street, NW Suite 1080 Washington, DC 20006 jgrimes@bettermarkets.com	(202) 618-6464
Party name: Better Markets, Inc.; Center for Responsible Lending; National Consumer Law Center
Michael B. Kimberly Counsel of Record	McDermott Will & Emery 500 North Capitol Street, NW The McDermott Building Washington, DC 20001 mkimberly@mwe.com	(202) 756-8901
Party name: Oak Management Corporation
Harold Douglas Laycock Counsel of Record	Michigan State University College of Law 648 N. Shaw Lane East Lansing, MI 48824 DLAYCOCK@VIRGINIA.EDU	512-656-1789
Party name: Remedies and Restitution Scholars
Sidney Michael McColloch Counsel of Record	S. Michael McColloch, PLLC 3131 McKinney Avenue, Suite 600 Dallas, TX 75204 smm@mccolloch-law.com	2146741868
Party name: Parker R. Hallam and Frederick A. Voight
Donna M. Nagy Counsel of Record	Indiana University Maurer School of Law 211 South Indiana Avenue Bloomington, IN 47405 dnagy@indiana.edu	8122194150
Party name: Securities Law Professors
Jane Elinor Notz Counsel of Record	Office of the Attorney General, State of Illinois 100 West Randolph Street, 12th Floor Chicago, IL 60601 jnotz@atg.state.il.us	312-814-5376
Party name: State of Illinois
John Pagliaro Counsel of Record	The New England Legal Foundation 150 Lincoln Street Boston, MA 02111 johnpagliaro@nelfonline.org	617-695-3660
Party name: New England Legal Foundation
Richard A. Samp Counsel of Record	Washington Legal Foundation 2009 Massachusetts Ave., N.W. Washington, DC 20036-0000 rsamp@wlf.org	202-588-0302
Party name: Washington Legal Foundation
Adam G. Unikowsky Counsel of Record	Jenner & Block LLP 1099 New York Avenue, NW Suite 900 Washington, DC 20001 AUnikowsky@jenner.com	202-639-6041
Party name: Chamber of Commerce of the United States of America
John Julian Vecchione Counsel of Record	New Civil Liberties Alliance 1225 19th St. NW Suite 450 Washington, DC 20006 john.vecchione@ncla.onmicrosoft.com	2026744412
Party name: The New Civil Liberties Alliance
David Charney Vladeck Counsel of Record	Georgetown Law School 600 New Jersey Avenue, NW Washington, DC 20001 vladeckd@law.georgetown.edu	202-662-9540
Party name: Former Federal Trade Commission Officials