No. 14-1132
Title:
Merrill Lynch, Pierce, Fenner & Smith Inc., et al., Petitioners
v.
Greg Manning, et al.
Docketed:March 18, 2015
Linked with 14A1143
Lower Ct:United States Court of Appeals for the Third Circuit
  Case Nos.:(13-3693)
  Decision Date:November 10, 2014
  Rehearing Denied:January 15, 2015
Questions Presented

~~~Date~~~ ~~~~~~~Proceedings  and  Orders~~~~~~~~~~~~~~~~~~~~~
Mar 17 2015 Petition for a writ of certiorari filed. (Response due April 17, 2015)
Apr 16 2015 Motion for leave to file amicus brief filed by Securities Industry and Financial Markets Association.
Apr 16 2015 Waiver of right of respondents Greg Manning, et al. to respond filed.
Apr 28 2015 DISTRIBUTED for Conference of May 14, 2015.
May 1 2015 Response Requested . (Due June 1, 2015)
May 6 2015 Application (14A1143) to extend the time to file the response to the petition for a writ of certiorari from June 1, 2015 to June 16, 2015, submitted to Justice Alito.
May 7 2015 Applicaton withdrawn.
May 8 2015 Order extending time to file response to petition to and including June 5, 2015.
Jun 5 2015 Brief of respondents Greg Manning, et al. in opposition filed.
Jun 9 2015 DISTRIBUTED for Conference of June 25, 2015.
Jun 10 2015 Reply of petitioners Merrill Lynch, Pierce, Fenner & Smith, Inc., et al. filed. (Distributed)
Jun 25 2015 DISTRIBUTED for Conference of June 29, 2015.
Jun 30 2015 Motion for leave to file amici brief filed by Securities Industry and Financial Markets Association GRANTED.
Jun 30 2015 Petition GRANTED.
Aug 4 2015 The time to file the joint appendix and petitioners' brief on the merits is extended to and including September 3, 2015.
Aug 4 2015 The time to file respondents' brief on the merits is extended to and including October 23, 2015.
Aug 18 2015 Motion to dispense with printing the joint appendix filed by petitioners Merrill Lynch, Pierce, Fenner & Smith, Inc., et al.
Aug 31 2015 Consent to the filing of amicus curiae briefs, in support of either party or of neither party, received from counsel for the respondents.
Sep 3 2015 Brief of petitioners Merrill Lynch, Pierce, Fenner & Smith, Inc., et al. filed.
Sep 3 2015 Consent to the filing of amicus curiae briefs, in support of either party or of neither party, received from counsel for the petitioners.
Sep 10 2015 Brief amicus curiae of Securities Industry and Financial Markets Association filed.
Sep 10 2015 Brief amici curiae of NASDAQ, Inc., et al. filed.
Sep 10 2015 Brief amicus curiae of Chamber of Commerce of the United States of America filed.
Sep 10 2015 Brief amici curiae of Natural Gas Supply Association, et al. filed.
Sep 10 2015 Brief amicus curiae of Interstate Natural Gas Association of America filed.
Oct 5 2015 Motion to dispense with printing the joint appendix filed by petitioner GRANTED.
Oct 9 2015 SET FOR ARGUMENT on Tuesday, December 1, 2015
Oct 19 2015 Record requested from the U.S.C.A. 3rd Circuit.
Oct 23 2015 Record received from the U.S.C.A. 3rd Circuit is electronic.
Oct 23 2015 Record received from the U.S.D.C. District of New Jersey is electronic.
Oct 23 2015 Brief of respondents Greg Manning, et al. filed.
Oct 27 2015 CIRCULATED.
Oct 30 2015 Brief amicus curiae of Public Citizen, Inc. filed. (Distributed)
Oct 30 2015 Brief amicus curiae of North American Securities Administrators Association filed. (Distributed)
Oct 30 2015 Brief amicus curiae of AARP filed. (Distributed)
Nov 23 2015 Reply of petitioners Merrill Lynch, Pierce, Fenner & Smith, Inc., et al. filed. (Distributed)
Dec 1 2015 Argued. For petitioners: Jonathan D. Hacker, Washington, D. C. For respondents: Peter K. Stris, Los Angeles, Cal.
May 16 2016 Adjudged to be AFFIRMED. Kagan, J., delivered the opinion of the Court, in which Roberts, C. J., and Kennedy, Ginsburg, Breyer, and Alito, JJ., joined. Thomas, J., filed an opinion concurring in the judgment, in which Sotomayor, J., joined.
Jun 17 2016 JUDGMENT ISSUED



~~Name~~~~~~~~~~~~~~~~~~~~~    ~~~~~~~Address~~~~~~~~~~~~~~~~~~   ~~Phone~~~
Attorneys for Petitioners:
Jonathan D. Hacker O'Melveny & Myers LLP(202) 383-5300
    Counsel of Record1625 Eye Street, N.W.
Washington, DC  20006
jhacker@omm.com
Party name: Merrill Lynch, Pierce, Fenner & Smith Inc., et al.
Attorneys for Respondents:
Brendan S. Maher Stris & Maher(213) 995-6800
    Counsel of Record725 S. Figueroa St., Suite 1830
Los Angeles, CA
brendan.maher@strismaher.com
Party name: Greg Manning, et al.
 
 
Peter K. Stris Stris & Maher LLP(213) 995-6800
725 S. Figueroa St., Ste. 1830
Los Angeles, CA  90017
peter.stris@strismaher.com
Party name: Greg Manning, et al.
Other:
Melvin A. Brosterman Stroock & Stroock & Lavan LLP(212) 850-5400
180 Maiden Lane
New York, NY  10038
mbrosterman@stroock.com
Party name: Natural Gas Supply Association, et al.
 
Douglas R. Cox Gibson Dunn & Crutcher LLP(202) 955-8500
1050 Connecticut Avenue, NW
Washington, DC  20036
dcox@gibsondunn.com
Party name: NASDAQ, Inc., et al.
 
David W. Elrod Gruber Hurst Elrod Johansen Hail Shank LLP(214) 855-6800
1445 Ross Ave., Suite 2500
Dallas, TX  75202
delrod@ghetrial.com
Party name: Interstate Natural Gas Association of America
 
David T. Goldberg Donahue & Goldberg, LLP(212) 334-8813
99 Hudson Street, 8th Floor
New York, NY  10013
david@donahuegoldberg.com
Party name: North American Securities Administrators Association
 
Barbara A. Jones AARP Foundation Litigation(626) 585-2628
200 So. Los Robles, Suite 400
Pasadena, CA  91101
bjones@aarp.org
Party name: AARP
 
Matthew T. Martens Wilmer Cutler Pickering Hale and Dorr, LLP(202) 663-6000
1875 Pennsylvania Avenue, NW
Washington, DC  20006
matthew.martens@wilmerhale.com
Party name: Chamber of Commerce of the United States of America
 
Scott L. Nelson Public Citizen Litigation Group(202) 588-1000
1600 20th Street, N.W.
Washington, DC  20009
snelson@citizen.org
Party name: Public Citizen, Inc.
 
Jeffrey B. Wall Sullivan & Cromwell LLP(202) 956-7500
1700 New York Ave., N.W., Suite 700
Washington, DC  20006
wallj@sullcrom.com
Party name: Securities Industry and Financial Markets Association