| No. 13-317 | ||||
| Title: |
| |||
| Docketed: | September 11, 2013 | |||
| Lower Ct: | United States Court of Appeals for the Fifth Circuit |
| Case Nos.: | (12-10544) |
| Decision Date: | April 30, 2013 |
| Rehearing Denied: | June 11, 2013 |
| Questions Presented |
| ~~~Date~~~ | ~~~~~~~Proceedings and Orders~~~~~~~~~~~~~~~~~~~~~ |
| Sep 9 2013 | Petition for a writ of certiorari filed. (Response due October 11, 2013) |
| Oct 11 2013 | Brief of respondent Erica P. John Fund, Inc., fka Archdiocese of Milwaukee Supporting Fund, Inc. in opposition filed. |
| Oct 11 2013 | Brief amici curiae of Chamber of Commerce of the United States of America, et al. filed. |
| Oct 11 2013 | Brief amici curiae of Former SEC Commissioners and Officials, and Law Professors filed. |
| Oct 11 2013 | Brief amicus curiae of DRI - The Voice of the Defense Bar filed. |
| Oct 29 2013 | Reply of petitioners Halliburton Co., et al. filed. |
| Oct 30 2013 | DISTRIBUTED for Conference of November 15, 2013. |
| Nov 15 2013 | Petition GRANTED. |
| Nov 25 2013 | SET FOR ARGUMENT ON Wednesday, March 5, 2014 |
| Dec 19 2013 | Record received from U.S.C.A. 5th Circuit. This record is electronic. |
| Dec 23 2013 | The time to file the joint appendix is extended to and including January 13, 2014. |
| Dec 30 2013 | Brief of petitioners Halliburton Co., et al. filed. |
| Dec 30 2013 | Consent to the filing of amicus curiae briefs, In support of either party or of neither party, received from counsel for the respondent. |
| Dec 31 2013 | Consent to the filing of amicus curiae briefs, In support of either party or of neither party, received from counsel for the petitioners. |
| Jan 6 2014 | Brief amici curiae of Former Members of Congress, et al., in support of neither party filed. |
| Jan 6 2014 | Brief amicus curiae of Vivendi, S.A. filed. |
| Jan 6 2014 | Brief amicus curiae of Amgen Inc. filed. |
| Jan 6 2014 | Brief of Washington Legal Foundation filed. |
| Jan 6 2014 | Brief amici curiae of Law Professors filed. |
| Jan 6 2014 | Brief amicus curiae of Committee on Capital Markets Regulation filed. |
| Jan 6 2014 | Brief amicus curiae of Securities Industry and Financial Markets Association filed. |
| Jan 6 2014 | Brief amicus curiae of American Institute of Certified Public Accountants filed. |
| Jan 6 2014 | Brief amici curiae of Former SEC Commissioners and Officials, and Law Professors filed. |
| Jan 6 2014 | Brief amicus curiae of DRI - The Voice of the Defense Bar filed. |
| Jan 6 2014 | Brief amici curiae of Chamber of Commerce of the United States of America, et al. filed. |
| Jan 13 2014 | Joint appendix filed. (2 Volumes) (Statement of costs filed) |
| Jan 13 2014 | Supplemental Joint Appendix filed. |
| Jan 17 2014 | CIRCULATED |
| Jan 27 2014 | Record received from U.S.D.C. Northern District of Texas (1 Box). |
| Jan 29 2014 | Brief of respondent Erica P. John Fund, Inc., fka Archdiocese of Milwaukee Supporting Fund, Inc. filed. (Distributed) |
| Feb 4 2014 | Brief amici curiae of Council of Institutional Investors, et al. filed. (Distributed). |
| Feb 5 2014 | Brief amicus curiae of the United States filed. (Distributed) |
| Feb 5 2014 | Motion of the Solicitor General for leave to participate in oral argument as amicus curiae and for divided argument filed. |
| Feb 5 2014 | Brief amici curiae of Legal Scholars filed. (Distributed) |
| Feb 5 2014 | Brief amici curiae of Former SEC Chairmen William H. Donaldson and Arthur Levitt, Jr. filed. (Distributed) |
| Feb 5 2014 | Brief amici curiae of Securities Law Scholars filed. (Distributed) |
| Feb 5 2014 | Brief amici curiae of Testifying Economists filed. (Distributed) |
| Feb 5 2014 | Brief amici curiae of Civil Procedure Scholars filed. (Distributed) |
| Feb 5 2014 | Brief amici curiae of AARP, et al. filed. (Distributed) |
| Feb 5 2014 | Brief amici curiae of Current and Former Members of Congress and Staff filed. (Distributed) |
| Feb 5 2014 | Brief amici curiae of Financial Economists filed. (Distributed) |
| Feb 5 2014 | Brief amici curiae of Institutional Investors filed. (Distributed) |
| Feb 5 2014 | Brief amici curiae of States of Oregon, et al. filed. (Distributed) |
| Feb 21 2014 | Motion of the Solicitor General for leave to participate in oral argument as amicus curiae and for divided argument GRANTED. |
| Feb 21 2014 | Reply of petitioners Halliburton Co., et al. filed. (Distributed) |
| Mar 5 2014 | Argued. For petitioners: Aaron M. Streett, Houston, Tex. For respondent: David Boies, Armonk, N. Y.; and Malcolm L. Stewart, Deputy Solicitor General, Department of Justice, Washington, D. C. (for United States, as amicus curiae.) |
| Jun 23 2014 | Judgment VACATED and case REMANDED. Roberts, C. J., delivered the opinion of the Court, in which Kennedy, Ginsburg, Breyer, Sotomayor, and Kagan, JJ., joined. Ginsburg, J., filed a concurring opinion, in which Breyer and Sotomayor, JJ., joined. Thomas, J., filed an opinion concurring in the judgment, in which Scalia and Alito, JJ., joined. |
| Jul 25 2014 | JUDGMENT ISSUED. |
| ~~Name~~~~~~~~~~~~~~~~~~~~~ | ~~~~~~~Address~~~~~~~~~~~~~~~~~~ | ~~Phone~~~ |
| Attorneys for Petitioners: | ||
| Aaron M. Streett | Baker Botts L.L.P. | (713) 229-1234 |
| Counsel of Record | One Shell Plaza, 910 Louisiana Street | |
| Houston, TX 77002-4995 | ||
| aaron.streett@bakerbotts.com | ||
| Party name: Halliburton Co., et al. | ||
| Attorneys for Respondent: | ||
| David Boies | Boies, Schiller & Flexner, LLP | (914) 749-8200 |
| Counsel of Record | 333 Main Street | |
| Armonk, NY 10504 | ||
| dboies@bsfllp.com | ||
| Party name: Erica P. John Fund, Inc., fka Archdiocese of Milwaukee Supporting Fund, Inc. | ||
| Other: | ||
| Ryan P. Bates | Bates PLLC | (512) 694-5268 |
| 3300 Harris Park Avemue | ||
| Austin, TX 78705 | ||
| rbates@batespllc,com | ||
| Party name: Council of Institutional Investors, et al. | ||
| Steven G. Bradbury | Dechert LLP | (202) 261-3483 |
| 1900 K Street, N.W. | ||
| Washington, DC 20006 | ||
| steven.bradbury@dechert.com | ||
| Party name: Chamber of Commerce of the United States of America, et al. | ||
| Paul D. Clement | Bancroft PLLC | (202) 234-0090 |
| 1919 M Street, N.W., Suite 470 | ||
| Washington, DC 20036 | ||
| pclement@bancroftpllc.com | ||
| Party name: American Institute of Certified Public Accountants | ||
| George T. Conway III. | Wachtel Lipton Rosen & Katz | (212) 403-1000 |
| 51 West 52nd Street | ||
| New York, NY 10019 | ||
| GTConway@WLRK.com | ||
| Party name: Former SEC Commissioners and Officials, and Law Professors | ||
| Charles E. Davidow | Paul, Weiss, Rifkind, Wharton & Garrison LLP | (202) 223-7300 |
| 2001 K Street, N.W. | ||
| Washington, DC 20006 | ||
| cdavidow@paulweiss.com | ||
| Party name: Securities Industry and Financial Markets Association | ||
| John P. Elwood | Vinson & Elkins LLP | (202) 639-6500 |
| 2200 Pennsylvania Avenue, N.W. | ||
| Suite 500 West | ||
| Washington, DC 20037 | ||
| jelwood@velaw.com | ||
| Party name: Law Professors | ||
| James A. Feldman | 5335 Wisconsin Avenue, N.W. | (202) 730-1267 |
| Suite 440 | ||
| Washington, DC 20015 | ||
| wexfeld@gmail.com | ||
| Party name: Former SEC Chairmen William H. Donaldson and Arthur Levitt, Jr. | ||
| Jill E. Fisch | University of Pennsylvania School of Law | (215) 746-3454 |
| 3501 Sansom Street | ||
| Philadelphia, PA 19104 | ||
| jfisch@law.upenn.edu | ||
| Party name: Securities Law Scholars | ||
| Charles Fried | 1563 Massachusetts Avenue | (617) 495-4636 |
| Cambridge, MA 02138 | ||
| fried@law.harvard.edu | ||
| Party name: Legal Scholars | ||
| Erik S. Jaffe | Erik S. Jaffe, P.C. | (202) 237-8165 |
| 5101 34th Street, N.W. | ||
| Washington, DC 20008 | ||
| jaffe@esjpc.com | ||
| Party name: Testifying Economists | ||
| Anna M. Joyce | Solicitor General | (503) 378-4402 |
| Oregon Department of Justice | ||
| 1162 Court Street | ||
| Salem, OR 97301-4096 | ||
| anna.joyce@doj.state.or.us | ||
| Party name: States of Oregon, et al. | ||
| Brian Stuart Koukoutchos | 28 Eagle Trace | (985) 626-5052 |
| Mandeville, LA 70471 | ||
| bkoukoutchos@gmail.com | ||
| Party name: Institutional Investors | ||
| Lewis J. Liman | Cleary Gottlieb Steen & Hamilton | (212) 225-2000 |
| One Liberty Plaza | ||
| New York, NY 10006 | ||
| llimon@cgsh.com | ||
| Party name: Committee on Capital Markets Regulation | ||
| Jonathan S. Massey | Massey & Gail, LLP | (202) 652-4511 |
| 1325 G Street, NW, Suite 500 | ||
| Washington, DC 20005 | ||
| jmassey@masseygail.com | ||
| Party name: Civil Procedure Scholars | ||
| David E. Mills | The Mills Law Office LLC | (216) 929-4747 |
| 1300 West Ninth Street, Suite 636 | ||
| Cleveland, OH 44113 | ||
| dm@MillsFederalAppeals.com | ||
| Party name: Current and Former Members of Congress and Staff | ||
| Lyle Roberts | Cooley LLP | (202) 842-7855 |
| 1299 Pennsylvania Ave., Ste. 700 | ||
| Washington, DC 20004 | ||
| lroberts@cooley.com | ||
| Party name: Washington Legal Foundation | ||
| Mary Massaron Ross | President of DRI | (312) 795-1101 |
| DRI- The Voice of the Defense Bar | ||
| 55 West Monroe | ||
| Suite 2000 | ||
| Chicago, IL 6063 | ||
| mmassaron@plunkettcooney.com | ||
| Party name: DRI - The Voice of the Defense Bar | ||
| Gregory Silbert | Weil Gotshal & Manges LLP | (212) 212-8846 |
| 767 Fifth Avenue | ||
| New York, NY 10153 | ||
| gregory.silbert@weil.com | ||
| Party name: Vivendi, S.A. | ||
| Malcolm L. Stewart | Deputy Solicitor General | (202) 514-2201 |
| Department of Justice | ||
| Washington, DC 20530 | ||
| malcolm.l.stewart@usdoj.gov | ||
| Party name: the United States | ||
| Jay E. Sushelsky | AARP Foundation Litigation | (202) 434-2060 |
| 601 E Street, N.W. | ||
| Washington, DC 20049 | ||
| jsushelsky@aarp.org | ||
| Party name: AARP, et al. | ||
| Donald B. Verrilli Jr. | Solicitor General | (202) 514-2217 |
| United States Department of Justice | ||
| 950 Pennsylvania Avenue, N.W. | ||
| Washington, DC 20530-0001 | ||
| SupremeCtBriefs@USDOJ.gov | ||
| Party name: the United States | ||
| Jeffrey B. Wall | Sullivan & Cromwell LLP | (202) 956-7500 |
| 1700 New York Ave., N.W., Suite 700 | ||
| Washington, DC 20006 | ||
| wallj@sullcrom.com | ||
| Party name: Former Members of Congress, et al., in support of neither party | ||
| Seth P. Waxman | Wilmer Cutler Pickering Hale and Dorr LLP | (202) 663-6000 |
| 1875 Pennsylvania Avenue, N.W. | ||
| Washington, DC 20006 | ||
| seth.waxman@wilmerhale.com | ||
| Party name: Amgen Inc. | ||
| J. Michael Weston | Lederer Weston Craig PLLC | (319) 365-1184 |
| 118 Third Avenue SE | ||
| Suite 700 | ||
| Cedar Rapids, IA 52406 | ||
| mweston@lwclawyers.com | ||
| Party name: DRI - The Voice of the Defense Bar | ||
| Ernest A. Young | 203 Strolling Way | (919) 360-7718 |
| Durham, NC 27707 | ||
| young@law.duke.edu | ||
| Party name: Financial Economists | ||